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Original file line number Diff line number Diff line change
@@ -0,0 +1,162 @@
# CABR Consensus Finalization Phase 5 - Time Range and Receipt Correlation

**Slice**: CABR_CONSENSUS_FINALIZATION_PHASE5_TIME_RANGE_RECEIPT_CORRELATION
**Worker**: W1
**Date**: 2026-05-13
**Base**: 9ce780ae8 (after PR #582)

## Overview

This document audits the Phase 5 implementation of time-range query helpers and receipt correlation for the CABR consensus reporting layer. This builds on Phase 4 (aggregation/reporting) to enable filtered audits and cross-referencing consensus records to original CABR receipts.

## WSP 97 Critical Constraint: Observability Only

**CRITICAL**: Time-range queries and receipt correlation are read-only observability tools. They do NOT mean:

| Prohibited Semantic | Implementation | Verdict |
|---------------------|----------------|---------|
| Automatic state progression | Read-only queries, no mutations | COMPLIANT |
| `verification_complete=True` | Never set by any function | COMPLIANT |
| `cabr_ready=True` | Never set by any function | COMPLIANT |
| `payout_ready=True` | Never set by any function | COMPLIANT |
| Payout approval | No payout logic | COMPLIANT |
| DAO activation | No DAO transition logic | COMPLIANT |
| External settlement | No network calls | COMPLIANT |
| Default DB path | Caller must provide store explicitly | COMPLIANT |
| Implicit filesystem writes | JSON export returns string only | COMPLIANT |

## Scope Boundaries

### In Scope
- Time-range filtering for consensus record queries
- Receipt correlation to trace consensus decisions back to source receipts
- Correlation reports combining time filtering and receipt matching
- Deterministic JSON export of correlation reports

### Out of Scope (Prohibited)
- Store mutation
- Network calls
- External attestation
- Payout triggering
- DAO activation
- Token issuance
- Default DB path
- Implicit filesystem writes

## API Design

### Time Range Filter

```python
@dataclass
class CABRTimeRangeFilter:
"""Filter for time-bounded consensus record queries."""
start_time: Optional[datetime] = None
end_time: Optional[datetime] = None
limit: Optional[int] = None

def validate(self) -> bool:
"""Return True if filter is valid (start <= end if both set)."""
```

### Time Range Query

```python
def query_consensus_records_by_time(
store: CABRConsensusStore,
time_filter: Optional[CABRTimeRangeFilter] = None
) -> List[CABRConsensusRecord]:
"""
Query consensus records with optional time-range filtering.

Returns records sorted by finalized_at descending (most recent first).
Raises ValueError if time_filter.validate() returns False.
"""
```

### Receipt Correlation

```python
@dataclass
class CABRReceiptCorrelation:
"""Correlation between a consensus record and its source receipt."""
record_id: str
receipt_id: Optional[str]
matched: bool
decision: str
finalized_at: datetime

def correlate_consensus_records_to_receipts(
records: List[CABRConsensusRecord],
receipts: Dict[str, Any]
) -> List[CABRReceiptCorrelation]:
"""Correlate consensus records to their source receipts."""
```

### Correlation Report

```python
@dataclass
class CABRReceiptCorrelationReport:
"""Report on receipt correlation with time filtering."""
time_filter: Optional[CABRTimeRangeFilter]
total_records: int
matched_records: int
unmatched_records: int
correlations: List[CABRReceiptCorrelation]
generated_at: datetime

def generate_receipt_correlation_report(
store: CABRConsensusStore,
receipts: Dict[str, Any],
time_filter: Optional[CABRTimeRangeFilter] = None
) -> CABRReceiptCorrelationReport:
"""Generate a receipt correlation report with optional time filtering."""

def export_receipt_correlation_report_json(
report: CABRReceiptCorrelationReport
) -> str:
"""Export receipt correlation report as JSON string (sorted keys)."""
```

## Test Coverage

**File**: `test_cabr_phase5_time_range_correlation.py` (46 tests)

| Category | Tests | Coverage |
|----------|-------|----------|
| Time filter validation | 7 | Valid/invalid ranges, edge cases |
| Time-range queries | 8 | Start/end/both/limit, sorting, empty store |
| Receipt correlation | 8 | Matched/unmatched/partial, empty inputs |
| Correlation reports | 6 | Statistics, time filtering, accuracy |
| JSON export | 7 | Deterministic output, datetime serialization |
| Dataclass serialization | 4 | All dataclasses serialize correctly |
| WSP 97 truth boundaries | 4 | All truth fields remain False |
| Store requirements | 2 | Functions require explicit store |

## Files Changed

| File | Lines | Purpose |
|------|-------|---------|
| `src/cabr_consensus_reporting.py` | +~200 | Time-range and correlation functions |
| `tests/test_cabr_phase5_time_range_correlation.py` | ~800 | Test coverage (46 tests) |

## Implementation Notes

1. **In-memory filtering**: Time filtering is done in-memory after fetching records from store (SQLite datetime comparison without schema changes)

2. **String decision field**: `CABRReceiptCorrelation.decision` uses `str` type for consistency with existing reporting patterns

3. **Deterministic JSON**: All JSON exports use sorted keys for reproducible output

## Regression

- All 199 existing CABR tests pass
- 46 new Phase 5 tests pass
- Total: 245 tests passing

## Verdict

**PHASE5_TIME_RANGE_RECEIPT_CORRELATION_COMPLETE**

All WSP 97 truth fields remain False. No store mutations. No external calls. Observability only.
93 changes: 93 additions & 0 deletions modules/communication/moltbot_bridge/ModLog.md
Original file line number Diff line number Diff line change
@@ -1,5 +1,98 @@
# ModLog - moltbot_bridge

## 2026-05-13: CABR Consensus Finalization Phase 5 - Time Range and Receipt Correlation (WSP 97)

**Author**: 0102 (Worker W1)
**WSP**: 97 (System Execution Prompting), 91 (Observability)
**Slice**: `CABR_CONSENSUS_FINALIZATION_PHASE5_TIME_RANGE_RECEIPT_CORRELATION`

### Summary

Implemented time-range query helpers and receipt correlation for the CABR consensus reporting layer. This builds on Phase 4 to enable filtered audits and cross-referencing consensus records to original CABR receipts.

### WSP 97 Critical Constraint

Time-range queries and receipt correlation are read-only observability tools. They do NOT mean:
- Automatic state progression
- `verification_complete=True`
- `cabr_ready=True`
- `payout_ready=True`
- Payout approval
- DAO activation
- Token issuance
- External settlement

### Files Modified/Created

| File | Lines | Purpose |
|------|-------|---------|
| `src/cabr_consensus_reporting.py` | +~200 | Time-range and correlation functions |
| `tests/test_cabr_consensus_reporting_time_correlation.py` | ~800 (NEW) | Test coverage (46 tests) |
| `docs/audits/consensus/CABR_CONSENSUS_FINALIZATION_PHASE5_TIME_RANGE_RECEIPT_CORRELATION.md` | ~150 (NEW) | Audit documentation |

### New API Surface

```python
# Time Range Filter
@dataclass
class CABRTimeRangeFilter:
start_time: Optional[datetime] = None
end_time: Optional[datetime] = None
limit: Optional[int] = None
def validate(self) -> bool: ...

# Time Range Query
def query_consensus_records_by_time(
store: CABRConsensusStore,
time_filter: Optional[CABRTimeRangeFilter] = None
) -> List[CABRConsensusRecord]

# Receipt Correlation
@dataclass
class CABRReceiptCorrelation:
record_id: str
receipt_id: Optional[str]
matched: bool
decision: str
finalized_at: datetime

def correlate_consensus_records_to_receipts(
records: List[CABRConsensusRecord],
receipts: Dict[str, Any]
) -> List[CABRReceiptCorrelation]

# Correlation Report
@dataclass
class CABRReceiptCorrelationReport:
time_filter: Optional[CABRTimeRangeFilter]
total_records: int
matched_records: int
unmatched_records: int
correlations: List[CABRReceiptCorrelation]
generated_at: datetime

def generate_receipt_correlation_report(
store: CABRConsensusStore,
receipts: Dict[str, Any],
time_filter: Optional[CABRTimeRangeFilter] = None
) -> CABRReceiptCorrelationReport

def export_receipt_correlation_report_json(
report: CABRReceiptCorrelationReport
) -> str
```

### Test Results

- `test_cabr_consensus_reporting_time_correlation.py`: 46 passed (NEW)
- `test_cabr_consensus_reporting.py`: 48 passed (no regression)
- `test_cabr_consensus_store.py`: 35 passed (no regression)
- `test_cabr_consensus_finalizer_persistence.py`: 26 passed (no regression)

**Total**: 245 consensus pipeline tests, 0 failures

---

## 2026-05-13: CABR Consensus Finalization Phase 4 - Aggregation and Reporting (WSP 97)

**Author**: 0102 (Worker W1)
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